Donald A. Zakrowski - Nov 8, 2024 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
SVP, Finance, & CAO
Signature
/s/ Jonathan Groff for Donald A. Zakrowski, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Nov 8, 2024
Transactions value $
-$723,042
Form type
4
Date filed
11/8/2024, 04:18 PM
Previous filing
Aug 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Sale -$723K -900 -14.11% $803.38 5.48K Nov 8, 2024 Direct F1
holding LLY Common Stock 1.72K Nov 8, 2024 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2023.