Johna Norton - Feb 1, 2024 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
EVP, Global Quality
Signature
/s/ Jonathan Groff for Johna Norton, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Feb 1, 2024
Transactions value $
-$365,415
Form type
4
Date filed
2/2/2024, 04:24 PM
Previous filing
Jun 15, 2023
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +1.27K +4.21% $0.00 31.4K Feb 1, 2024 Direct
transaction LLY Common Stock Tax liability -$365K -566 -1.8% $645.61 30.8K Feb 1, 2024 Direct
holding LLY Common Stock 402 Feb 1, 2024 401(k)
holding LLY Common Stock 1.77K Feb 1, 2024 401(k) - by partner
holding LLY Common Stock 128 Feb 1, 2024 by partner

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -1.27K -100% $0.00* 0 Feb 1, 2024 Common Stock 1.27K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.