David A. Ricks - Aug 9, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
President, Chair, and CEO, Director
Signature
/s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Aug 9, 2023
Transactions value $
$0
Form type
4
Date filed
8/10/2023, 04:51 PM
Previous filing
Apr 24, 2023
Next filing
Nov 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Gift $0 -9.55K -2.12% $0.00 440K Aug 9, 2023 Direct F1
holding LLY Common Stock 63.8K Aug 9, 2023 By David A. Ricks 2022 GRAT F1
holding LLY Common Stock 67.7K Aug 9, 2023 By David A. Ricks SLAT F2
holding LLY Common Stock 7.21K Aug 9, 2023 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 17, 2023, 6,242 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the David A. Ricks 2022 Grantor Retained Annuity Trust, of which the reporting person is the trustee.
F2 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.