Key facts
- This page summarizes David A. Ricks's Form 4 filing for ELI LILLY & Co (LLY).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 10 Aug 2023, 16:51.
David A. Ricks - 09 Aug 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)
- Reporting relationship
- President, Chair, and CEO, Director
- Issuer ticker
- LLY
- Reported as of
- 09 Aug 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 10 Aug 2023, 16:51:12 UTC
- Prior SEC filing
- 24 Apr 2023
- Next SEC filing
- 15 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David A. Ricks filed Form 4 for ELI LILLY & Co (LLY) on 10 Aug 2023.
Change
- Previous filing in this sequence was filed on 24 Apr 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LLY
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -9,550
- Change %
- -2.1%
- Price
- $0.000000
- Shares after
- 440,443
- Date
- 09 Aug 2023
- Ownership
- Direct
- Footnotes
- F1
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 63,758
- Date
- 09 Aug 2023
- Ownership
- By David A. Ricks 2022 GRAT
- Footnotes
- F1
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 67,700
- Date
- 09 Aug 2023
- Ownership
- By David A. Ricks SLAT
- Footnotes
- F2
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,207
- Date
- 09 Aug 2023
- Ownership
- 401(k)
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On May 17, 2023, 6,242 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the David A. Ricks 2022 Grantor Retained Annuity Trust, of which the reporting person is the trustee.
Footnote F2
The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.