David A. Ricks - 09 Aug 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role: President, Chair, and CEO, Director
Signature: /s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
Issuer symbol: LLY
Transactions as of: 09 Aug 2023
Transactions value $: $0
Form type: 4
Filing time: 10 Aug 2023, 16:51:12
Previous filing: 24 Apr 2023
Next filing: 15 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LLY	Common Stock	Gift	$0	-9.55K	-2.12%	$0.00	440K	09 Aug 2023	Direct	F1
holding	LLY	Common Stock						63.8K	09 Aug 2023	By David A. Ricks 2022 GRAT	F1
holding	LLY	Common Stock						67.7K	09 Aug 2023	By David A. Ricks SLAT	F2
holding	LLY	Common Stock						7.21K	09 Aug 2023	401(k)

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On May 17, 2023, 6,242 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the David A. Ricks 2022 Grantor Retained Annuity Trust, of which the reporting person is the trustee.
F2	The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.