Eric Dozier - Mar 1, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
EVP, HR & Diversity
Signature
/s/ Jonathan Groff for Eric Dozier, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Mar 1, 2023
Transactions value $
-$222,211
Form type
4
Date filed
3/2/2023, 03:31 PM
Previous filing
Feb 14, 2023
Next filing
Sep 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +1.6K +27.06% $0.00 7.52K Mar 1, 2023 Direct
transaction LLY Common Stock Tax liability -$222K -714 -9.49% $311.22 6.81K Mar 1, 2023 Direct
holding LLY Common Stock 160 Mar 1, 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -1.6K -100% $0.00* 0 Mar 1, 2023 Common Stock 1.6K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.