Johna Norton - Feb 1, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
EVP, Global Quality
Signature
/s/ Jonathan Groff for Johna Norton, pursuant to attached authorization
Stock symbol
LLY
Transactions as of
Feb 1, 2023
Transactions value $
-$323,845
Form type
4
Date filed
2/3/2023, 03:54 PM
Previous filing
Feb 11, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +2.1K +6.95% $0.00 32.3K Feb 1, 2023 Direct
transaction LLY Common Stock Tax liability -$324K -941 -2.91% $344.15 31.4K Feb 1, 2023 Direct
holding LLY Common Stock 128 Feb 1, 2023 by partner F1
holding LLY Common Stock 1.76K Feb 1, 2023 401(k) - by partner F1, F2
holding LLY Common Stock 399 Feb 1, 2023 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -2.1K -100% $0.00* 0 Feb 1, 2023 Common Stock 2.1K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person disclaims beneficial ownership of these shares.
F2 Amount reflects reduction in shares beneficially held in partner's 401(k) plan account to correct a prior administrative error of a third-party 401(k) administrator.
F3 Amount reflects reduction in shares beneficially held in reporting person's 401(k) plan account to correct a prior administrative error of a third-party 401(k) administrator.
F4 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Remarks:

Exhibit 24 - Power of Attorney