Key facts
- This page summarizes David A. Ricks's Form 4 filing for ELI LILLY & Co (LLY).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Feb 2023, 15:41.
David A. Ricks - 01 Feb 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)
- Reporting relationship
- President, Chair, and CEO, Director
- Issuer ticker
- LLY
- Reported as of
- 01 Feb 2023
- Net transaction value
- -$7,350,700
- SEC form
- 4
- Accepted by SEC
- 03 Feb 2023, 15:41:34 UTC
- Prior SEC filing
- 03 Feb 2023
- Next SEC filing
- 14 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jonathan Groff for David A. Ricks, authorization on file
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David A. Ricks filed Form 4 for ELI LILLY & Co (LLY) on 03 Feb 2023.
Change
- Previous filing in this sequence was filed on 03 Feb 2023.
- Current net transaction value: -$7,350,700.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LLY
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +47,786
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 413,102
- Date
- 01 Feb 2023
- Ownership
- Direct
LLY
transaction
Common Stock
Tax liability
- Transaction value
- $7,350,700
- Shares
- -21,359
- Change %
- -5.2%
- Price
- $344.15
- Shares after
- 391,743
- Date
- 01 Feb 2023
- Ownership
- Direct
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 63,500
- Date
- 01 Feb 2023
- Ownership
- By David A. Ricks SLAT
- Footnotes
- F1
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,000
- Date
- 01 Feb 2023
- Ownership
- By David A. Ricks 2022 GRAT
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,171
- Date
- 01 Feb 2023
- Ownership
- 401(k)
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LLY
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -47,786
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 47,786
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.