David A. Ricks - Feb 1, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
President, Chair, and CEO, Director
Signature
/s/ Jonathan Groff for David A. Ricks, authorization on file
Stock symbol
LLY
Transactions as of
Feb 1, 2023
Transactions value $
-$7,350,700
Form type
4
Date filed
2/3/2023, 03:41 PM
Previous filing
Feb 3, 2023
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +47.8K +13.08% $0.00 413K Feb 1, 2023 Direct
transaction LLY Common Stock Tax liability -$7.35M -21.4K -5.17% $344.15 392K Feb 1, 2023 Direct
holding LLY Common Stock 63.5K Feb 1, 2023 By David A. Ricks SLAT F1
holding LLY Common Stock 70K Feb 1, 2023 By David A. Ricks 2022 GRAT
holding LLY Common Stock 7.17K Feb 1, 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -47.8K -100% $0.00* 0 Feb 1, 2023 Common Stock 47.8K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.