Jacob Van Naarden - Feb 16, 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
SVP, CEO LoxoONC, Pres LlyONC
Signature
/s/ Jonathan Groff for Jacob Van Naarden, authorization on file
Stock symbol
LLY
Transactions as of
Feb 16, 2022
Transactions value $
-$533,034
Form type
4
Date filed
2/17/2022, 03:44 PM
Previous filing
Dec 30, 2021
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +5.46K +116.39% $0.00 10.2K Feb 16, 2022 Direct
transaction LLY Common Stock Tax liability -$533K -2.19K -21.53% $243.84 7.97K Feb 16, 2022 Direct
holding LLY Common Stock 4.34K Feb 16, 2022 Van Naarden Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -5.46K -100% $0.00* 0 Feb 16, 2022 Common Stock 5.46K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.