Johna Norton - Feb 1, 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
Senior VP, Global Quality
Signature
/s/ Jonathan Groff for Johna Norton, pursuant to attached authorization
Stock symbol
LLY
Transactions as of
Feb 1, 2022
Transactions value $
-$292,996
Form type
4
Date filed
2/3/2022, 03:59 PM
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +2.68K +10.51% $0.00 28.1K Feb 1, 2022 Direct
transaction LLY Common Stock Tax liability -$293K -1.19K -4.24% $245.39 26.9K Feb 1, 2022 Direct
holding LLY Common Stock 128 Feb 1, 2022 by partner F1
holding LLY Common Stock 2.68K Feb 1, 2022 401(k) - by partner F1
holding LLY Common Stock 514 Feb 1, 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -2.68K -100% $0.00* 0 Feb 1, 2022 Common Stock 2.68K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person disclaims beneficial ownership of these shares.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.