Stephen F. Fry - Feb 1, 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
SVP, HR & Diversity
Signature
/s/ Jonathan Groff for Stephen F. Fry, pursuant to attached authorization
Stock symbol
LLY
Transactions as of
Feb 1, 2022
Transactions value $
-$1,117,506
Form type
4
Date filed
2/3/2022, 03:55 PM
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +10.2K +7.55% $0.00 145K Feb 1, 2022 Direct
transaction LLY Common Stock Tax liability -$1.12M -4.55K -3.14% $245.39 140K Feb 1, 2022 Direct
holding LLY Common Stock 181 Feb 1, 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -10.2K -100% $0.00* 0 Feb 1, 2022 Common Stock 10.2K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.