Jacob Van Naarden - Sep 5, 2021 Form 3 Insider Report for ELI LILLY & Co (LLY)

Role
SVP, CEO LoxoONC, Pres LlyONC
Signature
Jonathan Groff for Jacob Van Naarden, authorization attached
Stock symbol
LLY
Transactions as of
Sep 5, 2021
Transactions value $
$0
Form type
3
Date filed
9/7/2021, 04:56 PM
Next filing
Dec 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LLY Common Stock 4.69K Sep 5, 2021 Direct
holding LLY Common Stock 4.34K Sep 5, 2021 Van Naarden Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LLY Restricted Stock Unit Sep 5, 2021 Common Stock 2.79K Direct F2
holding LLY Restricted Stock Unit Sep 5, 2021 Common Stock 5.46K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are held in a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and child are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Remarks:

Exhibit 24 Power of Attorney