Warren K. Erdman - 27 Oct 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN

Role
Executive Vice President
Signature
Julie D. Powell, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
27 Oct 2021
Net transactions value
-$348,768
Form type
4
Filing time
28 Oct 2021, 17:06:01 UTC
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Options Exercise $225,220 +3,362 +6.1% $66.99 58,415 27 Oct 2021 Direct F1
transaction KSU Common Stock Sale $573,988 -1,877 -3.2% $305.80 56,538 27 Oct 2021 Direct F2
holding KSU Common Stock 1,076 27 Oct 2021 Held by 401(k) & P/S Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -3,362 -100% $0.000000* 0 27 Oct 2021 Common Stock 3,362 $66.99 Direct F4
holding KSU Employee Stock Option (Right to Buy) 2,620 27 Oct 2021 Common Stock 2,620 $97.77 Direct F4
holding KSU Employee Stock Option (Right to Buy) 2,777 27 Oct 2021 Common Stock 2,777 $94.23 Direct F4
holding KSU Employee Stock Option (Right to Buy) 2,668 27 Oct 2021 Common Stock 2,668 $119.35 Direct F4
holding KSU Employee Stock Option (Right to Buy) 5,233 27 Oct 2021 Common Stock 5,233 $82.71 Direct F4
holding KSU Employee Stock Option (Right to Buy) 4,916 27 Oct 2021 Common Stock 4,916 $86.89 Direct F4
holding KSU Employee Stock Option (Right to Buy) 4,219 27 Oct 2021 Common Stock 4,219 $105.83 Direct F4
holding KSU Employee Stock Option (Right to Buy) 4,153 27 Oct 2021 Common Stock 4,153 $110.13 Direct F4
holding KSU Employee Stock Option (Right to Buy) 3,404 27 Oct 2021 Common Stock 3,404 $171.86 Direct F4
holding KSU Employee Stock Option (Right to Buy) 2,426 27 Oct 2021 Common Stock 2,426 $211.10 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 124 shares acquired under the KCS Employee Stock Purchase Plan on June 30, 2021.
F2 The price in Column 4 is a weighted average price. The prices actually received ranged from $305.7939 to $305.8050. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3 Includes 5.781 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
F4 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.