Suzanne M. Grafton - Oct 26, 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN (KSU)

Role
VP & Chief Accounting Officer
Signature
Julie D. Powell, Attorney-in-fact
Stock symbol
KSU
Transactions as of
Oct 26, 2021
Transactions value $
-$634,568
Form type
4
Date filed
10/27/2021, 05:00 PM
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Options Exercise $47K +394 +3.61% $119.35 11.3K Oct 26, 2021 Direct
transaction KSU Common Stock Options Exercise $134K +1.26K +11.16% $105.83 12.6K Oct 26, 2021 Direct
transaction KSU Common Stock Options Exercise $137K +1.24K +9.89% $110.13 13.8K Oct 26, 2021 Direct
transaction KSU Common Stock Options Exercise $86.3K +502 +3.64% $171.86 14.3K Oct 26, 2021 Direct
transaction KSU Common Stock Sale -$1.04M -3.4K -23.76% $305.30 10.9K Oct 26, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -394 -100% $0.00* 0 Oct 26, 2021 Common Stock 394 $119.35 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1.26K -100% $0.00* 0 Oct 26, 2021 Common Stock 1.26K $105.83 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1.24K -66.68% $0.00 621 Oct 26, 2021 Common Stock 1.24K $110.13 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -502 -33.36% $0.00 1K Oct 26, 2021 Common Stock 502 $171.86 Direct F2
holding KSU Employee Stock Option (Right to Buy) 1.07K Oct 26, 2021 Common Stock 1.07K $211.10 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $305.20 to $305.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.