Suzanne M. Grafton - 26 Oct 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN

Role
VP & Chief Accounting Officer
Signature
Julie D. Powell, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
26 Oct 2021
Net transactions value
-$634,568
Form type
4
Filing time
27 Oct 2021, 17:00:48 UTC
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Options Exercise $47,024 +394 +3.6% $119.35 11,304 26 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $133,557 +1,262 +11% $105.83 12,566 26 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $136,892 +1,243 +9.9% $110.13 13,809 26 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $86,274 +502 +3.6% $171.86 14,311 26 Oct 2021 Direct
transaction KSU Common Stock Sale $1,038,315 -3,401 -24% $305.30 10,910 26 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -394 -100% $0.000000* 0 26 Oct 2021 Common Stock 394 $119.35 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1,262 -100% $0.000000* 0 26 Oct 2021 Common Stock 1,262 $105.83 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1,243 -67% $0.000000 621 26 Oct 2021 Common Stock 1,243 $110.13 Direct F2
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -502 -33% $0.000000 1,003 26 Oct 2021 Common Stock 502 $171.86 Direct F2
holding KSU Employee Stock Option (Right to Buy) 1,073 26 Oct 2021 Common Stock 1,073 $211.10 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $305.20 to $305.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.