Adam Godderz - Oct 21, 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN (KSU)

Role
SVP Chief Legal Ofc & Corp Sec
Signature
Julie D. Powell, Attorney-in-fact
Stock symbol
KSU
Transactions as of
Oct 21, 2021
Transactions value $
-$1,725,180
Form type
4
Date filed
10/22/2021, 05:09 PM
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Options Exercise $29.9K +446 +7.57% $66.99* 6.34K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $59.1K +604 +9.53% $97.77 6.94K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $59.5K +631 +9.09% $94.23 7.58K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $72.4K +607 +8.01% $119.35 8.18K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $101K +1.22K +14.89% $82.71 9.4K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $99.5K +1.15K +12.18% $86.89 10.5K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $104K +982 +9.31% $105.83 11.5K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $236K +2.14K +18.57% $110.13 13.7K Oct 21, 2021 Direct
transaction KSU Common Stock Options Exercise $184K +1.07K +7.84% $171.86 14.7K Oct 21, 2021 Direct
transaction KSU Common Stock Sale -$2.67M -8.84K -60.01% $301.89 5.89K Oct 21, 2021 Direct F1
holding KSU Common Stock 1.42K Oct 21, 2021 Held by 401(k) & P/S Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -446 -100% $0.00* 0 Oct 21, 2021 Common Stock 446 $66.99 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -604 -100% $0.00* 0 Oct 21, 2021 Common Stock 604 $97.77 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -631 -100% $0.00* 0 Oct 21, 2021 Common Stock 631 $94.23 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -607 -100% $0.00* 0 Oct 21, 2021 Common Stock 607 $119.35 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1.22K -100% $0.00* 0 Oct 21, 2021 Common Stock 1.22K $82.71 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1.15K -100% $0.00* 0 Oct 21, 2021 Common Stock 1.15K $86.89 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -982 -100% $0.00* 0 Oct 21, 2021 Common Stock 982 $105.83 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -2.14K -66.67% $0.00 1.07K Oct 21, 2021 Common Stock 2.14K $110.13 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1.07K -33.33% $0.00 2.14K Oct 21, 2021 Common Stock 1.07K $171.86 Direct F3
holding KSU Employee Stock Option (Right to Buy) 2.72K Oct 21, 2021 Common Stock 2.72K $211.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $301.66 to $302.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 Includes 7.576 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
F3 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.