Adam J. Godderz - 21 Oct 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN

Role
SVP Chief Legal Ofc & Corp Sec
Signature
Julie D. Powell, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
21 Oct 2021
Net transactions value
-$1,725,180
Form type
4
Filing time
22 Oct 2021, 17:09:55 UTC
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Options Exercise $29,878 +446 +7.6% $66.99* 6,340 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $59,053 +604 +9.5% $97.77 6,944 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $59,459 +631 +9.1% $94.23 7,575 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $72,445 +607 +8% $119.35 8,182 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $100,741 +1,218 +15% $82.71 9,400 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $99,489 +1,145 +12% $86.89 10,545 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $103,925 +982 +9.3% $105.83 11,527 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $235,678 +2,140 +19% $110.13 13,667 21 Oct 2021 Direct
transaction KSU Common Stock Options Exercise $184,062 +1,071 +7.8% $171.86 14,738 21 Oct 2021 Direct
transaction KSU Common Stock Sale $2,669,911 -8,844 -60% $301.89 5,894 21 Oct 2021 Direct F1
holding KSU Common Stock 1,420 21 Oct 2021 Held by 401(k) & P/S Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -446 -100% $0.000000* 0 21 Oct 2021 Common Stock 446 $66.99 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -604 -100% $0.000000* 0 21 Oct 2021 Common Stock 604 $97.77 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -631 -100% $0.000000* 0 21 Oct 2021 Common Stock 631 $94.23 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -607 -100% $0.000000* 0 21 Oct 2021 Common Stock 607 $119.35 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1,218 -100% $0.000000* 0 21 Oct 2021 Common Stock 1,218 $82.71 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1,145 -100% $0.000000* 0 21 Oct 2021 Common Stock 1,145 $86.89 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -982 -100% $0.000000* 0 21 Oct 2021 Common Stock 982 $105.83 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -2,140 -67% $0.000000 1,070 21 Oct 2021 Common Stock 2,140 $110.13 Direct F3
transaction KSU Employee Stock Option (Right to Buy) Options Exercise $0 -1,071 -33% $0.000000 2,142 21 Oct 2021 Common Stock 1,071 $171.86 Direct F3
holding KSU Employee Stock Option (Right to Buy) 2,724 21 Oct 2021 Common Stock 2,724 $211.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $301.66 to $302.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 Includes 7.576 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
F3 These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.