Thomas A. Mcdonnell - Oct 6, 2021 Form 4 Insider Report for KANSAS CITY SOUTHERN (KSU)

Role
Director
Signature
Julie D. Powell, Attorney-In-Fact
Stock symbol
KSU
Transactions as of
Oct 6, 2021
Transactions value $
$949
Form type
4
Date filed
10/7/2021, 05:06 PM
Previous filing
Jul 8, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSU Common Stock Gift $0 -10K -12.71% $0.00 68.7K Aug 19, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSU Dividend Equivalent Right Award $949 +3.36 +11.41% $282.53 32.8 Oct 6, 2021 Common Stock 3.36 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,728 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.
F2 These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.