| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GFF | Common Stock | Tax liability | -$748K | -8.88K | -4.58% | $84.30 | 185K | Nov 30, 2024 | Direct | F1 |
| transaction | GFF | Common Stock | Sale | -$1.15M | -14K | -7.57% | $82.43 | 171K | Dec 2, 2024 | Direct | F2 |
| transaction | GFF | Common Stock | Sale | -$379K | -4.56K | -2.67% | $83.11 | 166K | Dec 2, 2024 | Direct | F3 |
| holding | GFF | Common Stock | 4.92K | Nov 30, 2024 | By ESOP | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.78, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (2) and (3) to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.80 to $83.68, inclusive. |
| F4 | Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |