Seth L. Kaplan - 18 Sep 2024 Form 4 Insider Report for GRIFFON CORP (GFF)

Signature
/s/ Seth L. Kaplan
Issuer symbol
GFF
Transactions as of
18 Sep 2024
Net transactions value
-$2,469,180
Form type
4
Filing time
20 Sep 2024, 16:59:28 UTC
Previous filing
19 Dec 2023
Next filing
20 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GFF Common Stock Sale $339,080 -4,844 -2.4% $70.00 198,571 18 Sep 2024 Direct
transaction GFF Common Stock Sale $2,130,100 -30,430 -15% $70.00 168,141 19 Sep 2024 Direct
holding GFF Common Stock 4,555 18 Sep 2024 by ESOP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.