Seth L. Kaplan - Sep 18, 2024 Form 4 Insider Report for GRIFFON CORP (GFF)

Signature
/s/ Seth L. Kaplan
Stock symbol
GFF
Transactions as of
Sep 18, 2024
Transactions value $
-$2,469,180
Form type
4
Date filed
9/20/2024, 04:59 PM
Previous filing
Dec 19, 2023
Next filing
Nov 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GFF Common Stock Sale -$339K -4.84K -2.38% $70.00 199K Sep 18, 2024 Direct
transaction GFF Common Stock Sale -$2.13M -30.4K -15.32% $70.00 168K Sep 19, 2024 Direct
holding GFF Common Stock 4.56K Sep 18, 2024 by ESOP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.