Seth L. Kaplan - 14 Nov 2023 Form 4 Insider Report for GRIFFON CORP (GFF)

Role: Sr VP, Gen. Counsel and Secy
Signature: /s/ Seth L. Kaplan
Issuer symbol: GFF
Transactions as of: 14 Nov 2023
Net transactions value: $0
Form type: 4
Filing time: 16 Nov 2023, 17:56:07 UTC
Previous filing: 02 Dec 2022
Next filing: 04 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GFF	Common Stock	Award	$0	+17,852	+8.6%	$0.000000	226,020	14 Nov 2023	Direct	F1
transaction	GFF	Common Stock	Gift	$0	-1,000	-0.44%	$0.000000	225,020	16 Nov 2023	Direct
holding	GFF	Common Stock						3,825	14 Nov 2023	by ESOP	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 14, 2023, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2025.
F2	Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.

Content

Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 14, 2023, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2025.

Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.