Seth L. Kaplan - 16 Nov 2022 Form 4 Insider Report for GRIFFON CORP (GFF)

Role: Sr VP, Gen. Counsel and Secy
Signature: /s/ Seth L. Kaplan
Issuer symbol: GFF
Transactions as of: 16 Nov 2022
Net transactions value: $0
Form type: 4
Filing time: 17 Nov 2022, 15:20:42 UTC
Previous filing: 01 Dec 2021
Next filing: 02 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GFF	Common Stock	Award	$0	+20,826	+10%	$0.000000	220,578	16 Nov 2022	Direct	F1
holding	GFF	Common Stock						2,841	16 Nov 2022	by ESOP	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 16, 2022, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2024.
F2	Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.

Content

Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 16, 2022, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2024.

Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.