Seth L. Kaplan - Nov 15, 2021 Form 4/A - Amendment Insider Report for GRIFFON CORP (GFF)

Role: Sr VP, Gen. Counsel and Secy
Signature: /s/ Seth L. Kaplan
Stock symbol: GFF
Transactions as of: Nov 15, 2021
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 11/17/2022, 03:04 PM
Date Of Original Report: Nov 17, 2021
Previous filing: Nov 9, 2021
Next filing: Dec 1, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GFF	Common Stock	Award	$0	+25.2K	+12.79%	$0.00	222K	Nov 15, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2021, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2023.
F2	On November 17, 2021, the reporting person filed a Form 4 which inadvertently reported the number of shares acquired (as a result of the certification that certain financial performance criteria related to a grant of restricted shares was achieved) as 45,230. As reported in this amendment, the actual number of shares acquired was 25,206.

Content

Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2021, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2023.

On November 17, 2021, the reporting person filed a Form 4 which inadvertently reported the number of shares acquired (as a result of the certification that certain financial performance criteria related to a grant of restricted shares was achieved) as 45,230. As reported in this amendment, the actual number of shares acquired was 25,206.