Ronald J. Kramer - 27 Sep 2022 Form 4 Insider Report for GRIFFON CORP (GFF)

Role
Chairman of the Board and CEO, Director
Signature
/s/ Seth L. Kaplan, as attorney-in-fact
Issuer symbol
GFF
Transactions as of
27 Sep 2022
Net transactions value
$0
Form type
4
Filing time
28 Sep 2022, 16:32:53 UTC
Previous filing
11 Aug 2022
Next filing
04 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GFF Common Stock Gift $0 -8,000 -0.31% $0.000000 2,594,629 30 Dec 2021 Direct
transaction GFF Common Stock Gift $0 -2,000 -0.08% $0.000000 2,592,629 28 Jun 2022 Direct
transaction GFF Common Stock Award $0 +360,000 +14% $0.000000 2,952,629 27 Sep 2022 Direct F1
holding GFF Common Stock 3,250 27 Sep 2022 By ESOP F2
holding GFF Common Stock 40,298 27 Sep 2022 By Spouse and Children
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on September 27, 2022, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 30, 2024.
F2 Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.