Robert F. Mehmel - Jul 28, 2021 Form 4 Insider Report for GRIFFON CORP (GFF)

Role: President and COO, Director
Signature: /s/ Seth L. Kaplan, pursuant to power-of-attorney
Stock symbol: GFF
Transactions as of: Jul 28, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/29/2021, 05:01 PM
Next filing: Dec 22, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GFF	Common Stock	Award	$0	+96K	+16.15%	$0.00	691K	Jul 28, 2021	Direct	F1
transaction	GFF	Common Stock	Award	$0	+96K	+13.9%	$0.00	787K	Jul 28, 2021	Direct	F2
holding	GFF	Common Stock						1.98K	Jul 28, 2021	by ESOP	F3

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on December 20, 2021.
F2	Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 27, 2025.
F3	Reflects ESOP allocations as a result of dividends paid on shares previously allocated to the reporting person under the ESOP.