Karen Katz - Sep 30, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
Karen W. Katz
Stock symbol
HUM
Transactions as of
Sep 30, 2021
Transactions value $
$28,368
Form type
4
Date filed
10/4/2021, 10:11 AM
Previous filing
Sep 14, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 590 Sep 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Award $28.4K +72 +16.33% $394.00 513 Sep 30, 2021 Humana Common 72 Direct F2
holding HUM Restricted Stock Units 453 Sep 30, 2021 Humana Common 453 Direct F1
holding HUM Restricted Stock Units 3 Sep 30, 2021 Humana Common 3 Direct F3
holding HUM Restricted Stock Units 403 Sep 30, 2021 Humana Common 403 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2 Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.