Raquel C. Bono - 04 Sep 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role: Director
Signature: Raquel C. Bono
Issuer symbol: HUM
Transactions as of: 04 Sep 2021
Net transactions value: $0
Form type: 4
Filing time: 08 Sep 2021, 09:16:34 UTC
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HUM	Humana Common	Options Exercise	$0	+397		$0.000000	397	04 Sep 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Options Exercise	$0	-397	-100%	$0.000000^*	0	04 Sep 2021	Humana Common	397		Direct	F1, F2
holding	HUM	Restricted Stock Units						403	04 Sep 2021	Humana Common	403		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F2	Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 9/4/2021 and forfeited in its entirety if service is less than one year.
F3	Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.