Christopher H. Hunter - Sep 1, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg Pres. Gr. & Military Bus.
Signature
Christopher H. Hunter
Stock symbol
HUM
Transactions as of
Sep 1, 2021
Transactions value $
$0
Form type
4
Date filed
9/1/2021, 09:00 AM
Previous filing
Aug 11, 2021
Next filing
Apr 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 8.17K Sep 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 459 Sep 1, 2021 Humana Common 459 $217.42 Direct F1
holding HUM Options 6.62K Sep 1, 2021 Humana Common 6.62K $268.47 Direct F2
holding HUM Options 6.11K Sep 1, 2021 Humana Common 6.11K $307.97 Direct F3
holding HUM Options 6.09K Sep 1, 2021 Humana Common 6.09K $350.79 Direct F4
holding HUM Options 4.6K Sep 1, 2021 Humana Common 4.6K $376.61 Direct F5
holding HUM Restricted Stock Units 460 Sep 1, 2021 Humana Common 460 Direct F6, F8
holding HUM Restricted Stock Units 808 Sep 1, 2021 Humana Common 808 Direct F7, F9
holding HUM Restricted Stock Units 1.12K Sep 1, 2021 Humana Common 1.12K Direct F7, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Christopher H. Hunter is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
F3 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F6 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.
F7 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8 Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F9 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F10 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.