Karen Katz - Jun 30, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role: Director
Signature: Karen W. Katz
Stock symbol: HUM
Transactions as of: Jun 30, 2021
Transactions value $: $29,219
Form type: 4
Date filed: 7/2/2021, 11:30 AM
Previous filing: Jun 14, 2021
Next filing: Jul 2, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						590	Jun 30, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Award	$29.2K	+66	+17.6%	$442.72	441	Jun 30, 2021	Humana Common	66		Direct	F2
holding	HUM	Restricted Stock Units						453	Jun 30, 2021	Humana Common	453		Direct	F1
holding	HUM	Restricted Stock Units						3	Jun 30, 2021	Humana Common	3		Direct	F3
holding	HUM	Restricted Stock Units						403	Jun 30, 2021	Humana Common	403		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2	Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3	Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4	Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.