Brian A. Kane - 01 Jun 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Financial Officer
Signature
Brian A. Kane
Issuer symbol
HUM
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
4
Filing time
01 Jun 2021, 10:45:39 UTC
Next filing
08 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 24,342 01 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 12,041 01 Jun 2021 Humana Common 12,041 $268.47 Direct F1
holding HUM Options 11,674 01 Jun 2021 Humana Common 11,674 $307.96 Direct F2
holding HUM Options 12,535 01 Jun 2021 Humana Common 12,535 $350.79 Direct F3
holding HUM Options 9,466 01 Jun 2021 Humana Common 9,466 $376.61 Direct F4
holding HUM Restricted Stock Units 880 01 Jun 2021 Humana Common 880 Direct F5, F7
holding HUM Restricted Stock Units 1,663 01 Jun 2021 Humana Common 1,663 Direct F6, F8
holding HUM Restricted Stock Units 2,300 01 Jun 2021 Humana Common 2,300 Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Brian A. Kane is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F8 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.