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Signature
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/s/ Steven M. Bradford, By Power or Attorney
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Stock symbol
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HNI
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Transactions as of
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Nov 10, 2023
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Transactions value $
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-$6,536
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Form type
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4
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Date filed
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11/14/2023, 08:17 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
HNI |
Common Stock |
Options Exercise |
$136K |
+3.91K |
+5.52% |
$34.78 |
74.8K |
Nov 10, 2023 |
Direct |
|
| transaction |
HNI |
Common Stock |
Sale |
-$149K |
-3.91K |
-5.23% |
$37.98 |
70.9K |
Nov 10, 2023 |
Direct |
F1 |
| transaction |
HNI |
Common Stock |
Options Exercise |
$5.98K |
+172 |
+0.24% |
$34.78 |
71.1K |
Nov 13, 2023 |
Direct |
F2, F3 |
| holding |
HNI |
Common Stock |
|
|
|
|
|
1.65K |
Nov 10, 2023 |
Profit-Sharing Retirement Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
HNI |
Non-qualifying employee stock option (right to buy) |
Options Exercise |
$0 |
-3.91K |
-95.79% |
$0.00 |
172 |
Nov 10, 2023 |
Common Stock |
3.91K |
$34.78 |
Direct |
|
| transaction |
HNI |
Non-qualifying employee stock option (right to buy) |
Options Exercise |
$0 |
-172 |
-100% |
$0.00* |
0 |
Nov 13, 2023 |
Common Stock |
172 |
$34.78 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: