ERIC A. MENDELSON - 30 Jan 2023 Form 4 Insider Report for HEICO CORP (HEI)

Role
Co-President, Director
Signature
/s/ Eric A. Mendelson
Issuer symbol
HEI
Transactions as of
30 Jan 2023
Net transactions value
-$5,219,737
Form type
4
Filing time
01 Feb 2023, 15:13:47 UTC
Previous filing
11 Jan 2023
Next filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Common Stock Options Exercise $2,897,493 +97,656 +8.7% $29.67 1,218,134 30 Jan 2023 Direct
transaction HEI Common Stock Tax liability $8,117,229 -47,943 -3.9% $169.31 1,170,191 30 Jan 2023 Direct
holding HEI Class A Common Stock 248,892 30 Jan 2023 Direct
holding HEI Common Stock 15,227 30 Jan 2023 By Keogh Account
holding HEI Class A Common Stock 10,078 30 Jan 2023 By Keogh Account
holding HEI Common Stock 427,326 30 Jan 2023 By Trusts F1
holding HEI Class A Common Stock 196,470 30 Jan 2023 Owned by Corporation F2
holding HEI Common Stock 392,718 30 Jan 2023 Owned by Partnership F3
holding HEI Common Stock 4,522 30 Jan 2023 As custodian for minor children
holding HEI Class A Common Stock 5,204 30 Jan 2023 As custodian for minor children
holding HEI Common Stock 112,025 30 Jan 2023 By 401(k) F4
holding HEI Class A Common Stock 106,690 30 Jan 2023 By 401(k) F4
holding HEI Class A Common Stock 9,366 30 Jan 2023 By 409A Plan F5
holding HEI Common Stock 5,456 30 Jan 2023 By 409A Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEI Option (Right to purchase Common Stock) Options Exercise $0 -97,656 -100% $0.000000* 0 30 Jan 2023 Common Stock 97,656 $29.67 Direct F6
holding HEI Option (Right to purchase Common Stock) 97,656 30 Jan 2023 Common Stock 97,656 $24.95 Direct F6
holding HEI Option (Right to purchase Common Stock) 195,313 30 Jan 2023 Common Stock 195,313 $44.96 Direct F6
holding HEI Option (Right to purchase Common Stock) 125,000 30 Jan 2023 Common Stock 125,000 $70.66 Direct F6
holding HEI Option (Right to purchase Common Stock) 125,000 30 Jan 2023 Common Stock 125,000 $134.70 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F2 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F3 Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated January 30, 2023.
F5 Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F6 These Options become exercisable 20% per year over five years from the date of Grant.