Victor H. Mendelson - 31 Oct 2021 Form 5 Insider Report for HEICO CORP (HEI)

Role
Co-President, Director
Signature
/s/ Victor H. Mendelson
Issuer symbol
HEI
Transactions as of
31 Oct 2021
Net transactions value
$0
Form type
5
Filing time
01 Nov 2021, 16:47:37 UTC
Previous filing
27 Sep 2021
Next filing
29 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Class A Common Stock Gift $0 -955 -0.45% $0.000000 209,528 20 Oct 2021 Owned by Corporation F1
holding HEI Common Stock 1,068,199 31 Oct 2021 Direct
holding HEI Class A Common Stock 174,047 31 Oct 2021 Direct
holding HEI Common Stock 172,515 31 Oct 2021 Owned by Partnership F2
holding HEI Common Stock 4,762 31 Oct 2021 As custodian for children
holding HEI Class A Common Stock 19,136 31 Oct 2021 As custodian for children
holding HEI Common Stock 92,535 31 Oct 2021 By 401(k) F3
holding HEI Class A Common Stock 87,694 31 Oct 2021 By 401(k) F3
holding HEI Common Stock 921 31 Oct 2021 By Keogh Account
holding HEI Class A Common Stock 16,133 31 Oct 2021 By Keogh Account
holding HEI Common Stock 565,662 31 Oct 2021 By Trusts F4
holding HEI Class A Common Stock 137,199 31 Oct 2021 By Trusts F4
holding HEI Common Stock 28,806 31 Oct 2021 By Trusts F5
holding HEI Class A Common Stock 8,465 31 Oct 2021 By Trusts F5
holding HEI Common Stock 4,072 31 Oct 2021 By 409A Plan F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HEI Option (Right to purchase Common Stock) 122,070 31 Oct 2021 Common Stock 122,070 $21.41 Direct F7
holding HEI Option (Right to purchase Common Stock) 97,656 31 Oct 2021 Common Stock 97,656 $29.67 Direct F7
holding HEI Option (Right to purchase Common Stock) 97,656 31 Oct 2021 Common Stock 97,656 $24.95 Direct F7
holding HEI Option (Right to purchase Common Stock) 195,313 31 Oct 2021 Common Stock 195,313 $44.96 Direct F7
holding HEI Option (Right to purchase Common Stock) 125,000 31 Oct 2021 Common Stock 125,000 $70.66 Direct F7
holding HEI Option (Right to purchase Common Stock) 125,000 31 Oct 2021 Common Stock 125,000 $134.70 Direct F7
holding HEI Option (Right to purchase Class A Common Stock) 122,070 31 Oct 2021 Class A Common Stock 122,070 $15.45 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
F2 Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 28, 2021.
F4 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F5 Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
F6 Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F7 These options are exercisable at 20% per year over five years from the date of grant.