Victor H. Mendelson - Oct 31, 2021 Form 5 Insider Report for HEICO CORP (HEI)

Role
Co-President, Director
Signature
/s/ Victor H. Mendelson
Stock symbol
HEI
Transactions as of
Oct 31, 2021
Transactions value $
$0
Form type
5
Date filed
11/1/2021, 04:47 PM
Previous filing
Sep 27, 2021
Next filing
Dec 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Class A Common Stock Gift $0 -955 -0.45% $0.00 210K Oct 20, 2021 Owned by Corporation F1
holding HEI Common Stock 1.07M Oct 31, 2021 Direct
holding HEI Class A Common Stock 174K Oct 31, 2021 Direct
holding HEI Common Stock 173K Oct 31, 2021 Owned by Partnership F2
holding HEI Common Stock 4.76K Oct 31, 2021 As custodian for children
holding HEI Class A Common Stock 19.1K Oct 31, 2021 As custodian for children
holding HEI Common Stock 92.5K Oct 31, 2021 By 401(k) F3
holding HEI Class A Common Stock 87.7K Oct 31, 2021 By 401(k) F3
holding HEI Common Stock 921 Oct 31, 2021 By Keogh Account
holding HEI Class A Common Stock 16.1K Oct 31, 2021 By Keogh Account
holding HEI Common Stock 566K Oct 31, 2021 By Trusts F4
holding HEI Class A Common Stock 137K Oct 31, 2021 By Trusts F4
holding HEI Common Stock 28.8K Oct 31, 2021 By Trusts F5
holding HEI Class A Common Stock 8.47K Oct 31, 2021 By Trusts F5
holding HEI Common Stock 4.07K Oct 31, 2021 By 409A Plan F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HEI Option (Right to purchase Common Stock) 122K Oct 31, 2021 Common Stock 122K $21.41 Direct F7
holding HEI Option (Right to purchase Common Stock) 97.7K Oct 31, 2021 Common Stock 97.7K $29.67 Direct F7
holding HEI Option (Right to purchase Common Stock) 97.7K Oct 31, 2021 Common Stock 97.7K $24.95 Direct F7
holding HEI Option (Right to purchase Common Stock) 195K Oct 31, 2021 Common Stock 195K $44.96 Direct F7
holding HEI Option (Right to purchase Common Stock) 125K Oct 31, 2021 Common Stock 125K $70.66 Direct F7
holding HEI Option (Right to purchase Common Stock) 125K Oct 31, 2021 Common Stock 125K $134.70 Direct F7
holding HEI Option (Right to purchase Class A Common Stock) 122K Oct 31, 2021 Class A Common Stock 122K $15.45 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
F2 Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 28, 2021.
F4 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F5 Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
F6 Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F7 These options are exercisable at 20% per year over five years from the date of grant.