Laurans A. Mendelson - 31 Oct 2021 Form 5 Insider Report for HEICO CORP (HEI)

Role
COB and CEO, Director, 10%+ Owner
Signature
/s/ Laurans A. Mendelson
Issuer symbol
HEI
Transactions as of
31 Oct 2021
Net transactions value
$0
Form type
5
Filing time
01 Nov 2021, 16:47:13 UTC
Next filing
29 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Class A Common Stock Gift $0 -955 -0.45% $0.000000 209,528 20 Oct 2021 Owned by Corporation F3
transaction HEI Common Stock Gift $0 -407 -0.46% $0.000000 88,161 25 Oct 2021 Owned by Charitable Foundation F5
transaction HEI Class A Common Stock Gift $0 -308 -3.1% $0.000000 9,678 09 Jul 2021 Owned by Charitable Foundation F5
transaction HEI Class A Common Stock Gift $0 -84 -0.87% $0.000000 9,594 23 Sep 2021 Owned by Charitable Foundation F5
holding HEI Common Stock 928,394 31 Oct 2021 Direct
holding HEI Class A Common Stock 15,077 31 Oct 2021 Direct
holding HEI Common Stock 1,717,928 31 Oct 2021 Owned by Partnership F1
holding HEI Common Stock 1,309,427 31 Oct 2021 Owned by Partnership F2
holding HEI Common Stock 1,784 31 Oct 2021 By 401(k) F4
holding HEI Class A Common Stock 2,122 31 Oct 2021 By 401(k) F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HEI Option (Right to purchase Common Stock) 100,000 31 Oct 2021 Common Stock 100,000 $91.13 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares owned by LAM Limited Partners, a partnership whose sole general partner is a corporation controlled by Arlene Mendelson, the wife of the Reporting Person.
F2 Represents shares owned by LAM Alpha Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3 Represents shares owned by Mendelson International Corporation, a corporation of which the Reporting Person is the Chairman of the Board. The Reporting Person disclaims beneficial ownership of securities held by Mendelson International Corporation.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 28, 2021.
F5 Represents shares owned by the Laurans A. and Arlene H. Mendelson Charitable Foundation, Inc., a non-profit Charitable Corporation.
F6 These options become exercisable 20% per year over five years from the date of Grant.