Alan Schriesheim - Sep 20, 2021 Form 4 Insider Report for HEICO CORP (HEI)

Role
Director
Signature
/s/ Alan Schriesheim
Stock symbol
HEI
Transactions as of
Sep 20, 2021
Transactions value $
-$5
Form type
4
Date filed
9/22/2021, 03:30 PM
Previous filing
Sep 10, 2021
Next filing
Jan 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Common Stock Options Exercise $9.69K +30K +3303.96% $0.32* 30.9K Sep 20, 2021 Direct
transaction HEI Common Stock Tax liability -$9.69K -76 -0.25% $127.56 30.8K Sep 20, 2021 Direct
holding HEI Class A Common Stock 49.3K Sep 20, 2021 Direct
holding HEI Common Stock 11.3K Sep 20, 2021 By 409A Plan F1
holding HEI Class A Common Stock 6.42K Sep 20, 2021 By 409A Plan F1
holding HEI Class A Common Stock 10.5K Sep 20, 2021 By Estate F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEI Option (Right to purchase Common Stock) Options Exercise $0 -30K -26.54% $0.00 83K Sep 20, 2021 Common Stock 30K $0.32 Direct F3
holding HEI Option (Right to purchase Common Stock) 193K Sep 20, 2021 Common Stock 193K $0.57 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F2 Represents shares held by the estate of deceased spouse.
F3 These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.