Alan Schriesheim - 31 Aug 2021 Form 4 Insider Report for HEICO CORP (HEI)

Role
Director
Signature
/s/ Alan Schriesheim
Issuer symbol
HEI
Transactions as of
31 Aug 2021
Net transactions value
-$2.66
Form type
4
Filing time
02 Sep 2021, 13:28:06 UTC
Next filing
10 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEI Class A Common Stock Gift $0 -120 -0.32% $0.000000 37,702 30 Jun 2021 Direct
transaction HEI Class A Common Stock Options Exercise $14,163 +24,791 +66% $0.5713* 62,493 31 Aug 2021 Direct
transaction HEI Class A Common Stock Tax liability $14,166 -124 -0.2% $114.24 62,369 31 Aug 2021 Direct
transaction HEI Common Stock Gift $0 -70 -7.2% $0.000000 908 14 Jun 2021 Direct
holding HEI Common Stock 11,333 31 Aug 2021 By 409A Plan F1
holding HEI Class A Common Stock 6,416 31 Aug 2021 By 409A Plan F1
holding HEI Class A Common Stock 10,488 31 Aug 2021 By Estate F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEI Option (Right to purchase Class A Common Stock) Options Exercise $0 -24,791 -100% $0.000000* 0 31 Aug 2021 Class A Common Stock 24,791 $0.5713 Direct F3
holding HEI Option (Right to purchase Common Stock) 193,049 31 Aug 2021 Common Stock 193,049 $0.5713 Direct F3
holding HEI Option (Right to purchase Common Stock) 113,044 31 Aug 2021 Common Stock 113,044 $0.3230 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F2 Represents shares held by the estate of deceased spouse.
F3 These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.