Samuel C. Fenice - Mar 4, 2022 Form 4 Insider Report for HARSCO CORP (NVRI)

Role: VP & Corporate Controller
Signature: /s/ Samuel C. Fenice
Stock symbol: NVRI
Transactions as of: Mar 4, 2022
Transactions value $: -$4,124
Form type: 4
Date filed: 3/8/2022, 03:30 PM
Previous filing: Mar 3, 2022
Next filing: Mar 14, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NVRI	Common Stock	Options Exercise	$0	+687	+3.83%	$0.00	18.6K	Mar 6, 2022	Direct
transaction	NVRI	Common Stock	Tax liability	-$4.12K	-326	-1.75%	$12.65	18.3K	Mar 6, 2022	Direct
holding	NVRI	Common Stock						559	Mar 4, 2022	by Managed Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NVRI	Restricted Stock Units	Options Exercise	$0	-687	-10.88%	$0.00	5.63K	Mar 6, 2022	Common Stock	687		Direct	F1, F2
transaction	NVRI	Restricted Stock Units	Award	$0	+5.57K	+99.04%	$0.00	11.2K	Mar 4, 2022	Common Stock	5.57K		Direct	F1
transaction	NVRI	Performance Share Units	Award	$0	+5.57K	+66.03%	$0.00	14K	Mar 4, 2022	Common Stock	5.57K		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.
F2	On March 6, 2019 the reporting person was granted 2,059 restricted stock units of which one-third vested on the third anniversary of the grant date.
F3	Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.