Russell C. Hochman - 17 May 2021 Form 4 Insider Report for HARSCO CORP (NVRI)

Role: SVP, GC, CCO and Corp. Sec.
Signature: /s/ Russell C. Hochman
Issuer symbol: NVRI
Transactions as of: 17 May 2021
Net transactions value: -$257,810
Form type: 4
Filing time: 19 May 2021, 09:30:37 UTC
Next filing: 03 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NVRI	Common Stock	Sale	$138,844	-6,130	-13%	$22.65	39,488	17 May 2021	Direct	F1
transaction	NVRI	Common Stock	Options Exercise	$36,330	+5,190	+13%	$7.00	44,678	17 May 2021	Direct	F1
transaction	NVRI	Common Stock	Tax liability	$74,510	-3,258	-7.3%	$22.87	41,420	17 May 2021	Direct	F1
transaction	NVRI	Common Stock	Sale	$44,455	-1,932	-4.7%	$23.01	39,488	18 May 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NVRI	Stock Appreciation Rights	Options Exercise	$36,330	-5,190	-17%	$7.00	25,955	17 May 2021	Common Stock	5,190	$7.00	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Transactions were effected pursuant to a 10b5-1 plan adopted by individual on September 11, 2020.
F2	The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.