Scott Strazik - May 10, 2023 Form 4 Insider Report for GENERAL ELECTRIC CO (GE)

Signature
/s/ Brandon Smith, attorney in fact for Scott Strazik
Stock symbol
GE
Transactions as of
May 10, 2023
Transactions value $
-$17,310,796
Form type
4
Date filed
5/12/2023, 08:59 AM
Previous filing
Mar 6, 2023
Next filing
Sep 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GE Common Stock Options Exercise $0 +31.8K +155.71% $0.00 52.3K May 10, 2023 Direct
transaction GE Common Stock Options Exercise $0 +19.9K +38.05% $0.00 72.2K May 10, 2023 Direct
transaction GE Common Stock Options Exercise $0 +76.7K +106.27% $0.00 149K May 10, 2023 Direct
transaction GE Common Stock Options Exercise $0 +29.7K +19.97% $0.00 179K May 10, 2023 Direct
transaction GE Common Stock Options Exercise $0 +9.33K +5.22% $0.00 188K May 10, 2023 Direct
transaction GE Common Stock Options Exercise $0 +41.9K +22.29% $0.00 230K May 10, 2023 Direct
transaction GE Common Stock Sale -$17.3M -174K -75.62% $99.56 56K May 10, 2023 Direct F1
holding GE Common Stock 9.58K May 10, 2023 401(k)
holding GE Common Stock 5.24K May 10, 2023 Spouse's 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -31.8K -100% $0.00* 0 May 10, 2023 Common Stock 31.8K $88.41 Direct F2
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -19.9K -100% $0.00* 0 May 10, 2023 Common Stock 19.9K $88.41 Direct F2
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -76.7K -100% $0.00* 0 May 10, 2023 Common Stock 76.7K $46.59 Direct F3
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -29.7K -100% $0.00* 0 May 10, 2023 Common Stock 29.7K $66.59 Direct F3
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -9.33K -100% $0.00* 0 May 10, 2023 Common Stock 9.33K $59.60 Direct F3
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -41.9K -100% $0.00* 0 May 10, 2023 Common Stock 41.9K $73.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $99.27 to $99.85, inclusive, in order to cover the option exercise price and relevant taxes . The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
F2 The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date.
F3 The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date.