| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GAM | 5.95% Preferred Stock | Purchase | $130,000 | +5,000 | +5.3% | $26.00 | 98,645 | 06 May 2022 | Direct | F1 |
| holding | GAM | 5.95% Preferred Stock | 1,000 | 06 May 2022 | Direct | F2 | |||||
| holding | GAM | 5.95% Preferred Stock | 74,460 | 06 May 2022 | By Trusts | F3 | |||||
| holding | GAM | Common Stock | 1,422,966 | 06 May 2022 | Direct | F1 | |||||
| holding | GAM | Common Stock | 3,890 | 06 May 2022 | Direct | F2 | |||||
| holding | GAM | Common Stock | 42,248 | 06 May 2022 | By Trusts | F3, F4 |
| Id | Content |
|---|---|
| F1 | Shares held by Hudson Partnership of which Spencer Davidson is the General Partner. |
| F2 | Shares held in an IRA account. |
| F3 | By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares. |
| F4 | Trust holdings amended . Spencer longer serves as a Trustee on the Trusts. |