John Y. Kim - 02 Jan 2026 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
02 Jan 2026
Net transactions value
+$33,500
Form type
4
Filing time
06 Jan 2026, 13:40:36 UTC
Previous filing
02 Oct 2025
Next filing
20 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kim John Y Director C/O FRANKLIN RESOURCES, INC., ONE FRANKLIN PARKWAY, SAN MATEO /s/ Virginia Rosas, Attorney-in-Fact 06 Jan 2026 0001547987

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BEN Deferred Director's Fees (FRI) Award $33,500 +1,408 +2.1% $23.80 67,052 02 Jan 2026 Common Stock, par value $.10 1,408 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.
F3 Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.