Matthew Nicholls - 04 Nov 2025 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Co-President, CFO & COO
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
04 Nov 2025
Transactions value $
$2,490,005
Form type
4
Filing time
05 Nov 2025, 17:42:45 UTC
Previous filing
03 Sep 2025
Next filing
03 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Nicholls Matthew Co-President, CFO & COO C/O FRANKLIN RESOURCES, INC., ONE FRANKLIN PARKWAY, SAN MATEO /s/ Virginia Rosas, Attorney-in-Fact 05 Nov 2025 0001773856

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Award $2.49M +110K +27.7% $22.59 508K 04 Nov 2025 Direct
transaction BEN Common Stock, par value $.10 Award +91.2K +17.94% 599K 04 Nov 2025 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2025, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2025 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2025.
F2 Not applicable.
F3 Of the amount of securities beneficially owned, 221,029 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2025 as reported in Footnote 1).