Alok Sethi - 31 Aug 2025 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
EVP, Head of Global Operations
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
31 Aug 2025
Net transactions value
-$224,268
Form type
4
Filing time
03 Sep 2025, 14:36:28 UTC
Previous filing
07 Nov 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sethi Alok EVP, Head of Global Operations C/O FRANKLIN RESOURCES, INC., ONE FRANKLIN PARKWAY, SAN MATEO /s/ Virginia Rosas, Attorney-in-Fact 03 Sep 2025 0001718985

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability $224,268 -8,740 -8.8% $25.66 90,510 31 Aug 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2 Of the amount of securities beneficially owned, 34,405 shares represent unvested restricted stock unit awards.