D. Deverl Maserang II - 16 Jul 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Role
President and CEO, Director
Signature
/s/ Jared Vitemb, Attorney-in-fact for D. Deverl Maserang II
Issuer symbol
FARM
Transactions as of
16 Jul 2021
Net transactions value
-$89,075
Form type
4
Filing time
19 Jul 2022, 16:01:55 UTC
Previous filing
12 May 2021
Next filing
15 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Tax liability $125,110 -12,314 -7.2% $10.16 158,231 16 Jul 2021 Direct F1
transaction FARM Common Stock Award $0 +112,612 +71% $0.000000 270,843 13 Sep 2021 Direct F2
transaction FARM Common Stock Purchase $100,098 +16,600 +6.1% $6.03 287,443 02 Dec 2021 Direct F3
transaction FARM Common Stock Tax liability $64,063 -12,787 -4.4% $5.01 274,656 18 Jul 2022 Direct
holding FARM Common Stock 11,100 16 Jul 2021 Held in the Maserang Living Trust
holding FARM Common Stock 6,103 16 Jul 2021 Held in the Company's 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of July 16, 2021, Mr. Maserang directly beneficially owned 158,231 shares.
F2 Mr. Maserang's September 15, 2021 Form 4 incorrectly reported that he directly beneficially owned 283,157 shares. As of September 13, 2021, Mr. Maserang directly beneficially owned 270,843 shares.
F3 Mr. Maserang's December 6, 2021 Form 4 incorrectly reported that he directly beneficially owned 299,757 shares. As of December 2, 2021, Mr. Maserang directly beneficially owned 287,443 shares.