Ruben E. Inofuentes - 16 Jul 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Role
Chief Supply Chain Officer
Signature
/s/ Jared Vitemb, Attorney-in-fact for Ruben Inofuentes
Issuer symbol
FARM
Transactions as of
16 Jul 2021
Net transactions value
+$52,564
Form type
4
Filing time
19 Jul 2022, 16:01:36 UTC
Next filing
15 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Tax liability $23,703 -2,333 -4.6% $10.16 48,398 16 Jul 2021 Direct
transaction FARM Common Stock Award $0 +16,516 +34% $0.000000 64,914 13 Sep 2021 Direct F1
transaction FARM Common Stock Tax liability $11,261 -1,632 -2.5% $6.90 63,282 09 Dec 2021 Direct
transaction FARM Common Stock Purchase $99,518 +15,000 +24% $6.63 78,282 17 Dec 2021 Direct F2
transaction FARM Common Stock Tax liability $11,989 -2,393 -3.1% $5.01 75,889 18 Jul 2022 Direct
holding FARM Common Stock 4,419 16 Jul 2021 Held in the Company's 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to an administrative error, Mr. Inofuentes's September 15, 2021 Form 4 incorrectly reported that he received a grant of 13,763 restricted stock units when Mr. Inofuentes actually received 16,516 restricted stock units on September 13, 2021. As of September 13, 2021, Mr. Inofuentes directly beneficially owned 64,914 shares.
F2 The number of securities beneficially owned by Mr. Inofuentes following this purchase of securities on December 17, 2021, which was reported on a Form 4 filed on December 20, 2021, was reported as 79,494 shares. As of December 17, 2021, Mr. Inofuentes directly beneficially owned 78,282 shares.