Ruben Inofuentes - Jul 16, 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Signature
/s/ Jared Vitemb, Attorney-in-fact for Ruben Inofuentes
Stock symbol
FARM
Transactions as of
Jul 16, 2021
Transactions value $
$52,564
Form type
4
Date filed
7/19/2022, 04:01 PM
Next filing
Sep 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Tax liability -$23.7K -2.33K -4.6% $10.16 48.4K Jul 16, 2021 Direct
transaction FARM Common Stock Award $0 +16.5K +34.13% $0.00 64.9K Sep 13, 2021 Direct F1
transaction FARM Common Stock Tax liability -$11.3K -1.63K -2.51% $6.90 63.3K Dec 9, 2021 Direct
transaction FARM Common Stock Purchase $99.5K +15K +23.7% $6.63 78.3K Dec 17, 2021 Direct F2
transaction FARM Common Stock Tax liability -$12K -2.39K -3.06% $5.01 75.9K Jul 18, 2022 Direct
holding FARM Common Stock 4.42K Jul 16, 2021 Held in the Company's 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to an administrative error, Mr. Inofuentes's September 15, 2021 Form 4 incorrectly reported that he received a grant of 13,763 restricted stock units when Mr. Inofuentes actually received 16,516 restricted stock units on September 13, 2021. As of September 13, 2021, Mr. Inofuentes directly beneficially owned 64,914 shares.
F2 The number of securities beneficially owned by Mr. Inofuentes following this purchase of securities on December 17, 2021, which was reported on a Form 4 filed on December 20, 2021, was reported as 79,494 shares. As of December 17, 2021, Mr. Inofuentes directly beneficially owned 78,282 shares.