Maurice Sj Moragne - 16 Jul 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Signature
/s/ Jared Vitemb, Attorney-in-fact for Maurice SJ Moragne
Issuer symbol
FARM
Transactions as of
16 Jul 2021
Net transactions value
-$28,013
Form type
4
Filing time
19 Jul 2022, 16:01:17 UTC
Next filing
15 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Tax liability $14,153 -1,393 -3.4% $10.16 39,277 16 Jul 2021 Direct
transaction FARM Common Stock Award $0 +18,018 +46% $0.000000 57,295 13 Sep 2021 Direct F1
transaction FARM Common Stock Tax liability $6,721 -974 -1.7% $6.90 56,321 09 Dec 2021 Direct
transaction FARM Common Stock Tax liability $7,139 -1,425 -2.5% $5.01 54,896 18 Jul 2022 Direct
holding FARM Common Stock 5,873 16 Jul 2021 Held in the Company's 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to an administrative error, Mr. Moragne's September 15, 2021 Form 4 incorrectly reported that he received a grant of 15,015 restricted stock units when Mr. Moragne actually received 18,018 restricted stock units on September 13, 2021. As of September 13, 2021, Mr. Moragne directly beneficially owned 57,295 shares.