Charles F. Marcy - 15 Dec 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Role
Director
Signature
/s/ Scott R. Lyon, Attorney-In-Fact for Charles F. Marcy
Issuer symbol
FARM
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 15:24:41 UTC
Previous filing
03 Jun 2021
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Award $0 +14,683 +40% $0.000000 51,283 15 Dec 2021 Direct F1
holding FARM Common Stock, $1.00 par value 7,000 15 Dec 2021 By revocable trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan ("Plan"), granted on December 15, 2021 ("Grant Date"); the restricted stock cliff vests on the one year anniversary of theGrant Date (the "Vesting Date"), subject to continued service to the Company through the Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.
F2 Includes 5,000 shares of Common Stock previously held by the Reporting Person directly that were transferred into the First Amendment to and Restatement of Charles F. Marcy Revocable Trust u/a/d 1/12/2015 in a transaction exempt from Section 16 reporting pursuant to Rule 16a- 13. Mr. Marcy has sole voting and dispositive power and is the sole beneficiary of the trust.