Ulrich Naher - Feb 5, 2022 Form 4 Insider Report for DIEBOLD NIXDORF, Inc (DBD)

Signature
Jonathan B. Leiken, Attorney in fact for Ulrich Naeher
Stock symbol
DBD
Transactions as of
Feb 5, 2022
Transactions value $
-$47,000
Form type
4
Date filed
2/8/2022, 08:15 PM
Previous filing
Feb 7, 2022
Next filing
Mar 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DBD Common Shares Tax liability -$47K -5.7K -2.76% $8.25* 200K Feb 5, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DBD Non-Qualified Stock Options 49.7K Feb 5, 2022 Common Shares 49.7K $26.60 Direct F3
holding DBD Non-Qualified Stock Option 30.3K Feb 5, 2022 Common Shares 30.3K $18.75 Direct F4
holding DBD Non-Qualified Stock Option 47.4K Feb 5, 2022 Common Shares 47.4K $4.08 Direct F4
holding DBD Non-Qualified Stock Option 12.6K Feb 5, 2022 Common Shares 12.6K $11.96 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
F2 Number includes restricted stock units.
F3 Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F4 Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.