Joshua S. Weinstein - 09 Jun 2025 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
Senior Managing Director & CIO
Signature
/s/ Joshua S. Weinstein
Issuer symbol
CSWC
Transactions as of
09 Jun 2025
Net transactions value
-$322,930
Form type
4
Filing time
11 Jun 2025, 16:11:21 UTC
Previous filing
11 Jun 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Weinstein Joshua S. Senior Managing Director & CIO C/O CAPITAL SOUTHWEST CORPORATION, 8333 DOUGLAS AVE, SUITE 1100, DALLAS /s/ Joshua S. Weinstein 11 Jun 2025 0001858765

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Tax liability $65,855 -3,127 -1.2% $21.06 248,563 09 Jun 2025 Direct F1
transaction CSWC Common Stock Award $0 +65,000 +26% $0.000000 313,563 09 Jun 2025 Direct F2
transaction CSWC Common Stock Tax liability $257,075 -12,041 -3.8% $21.35 301,522 10 Jun 2025 Direct F1
holding CSWC Common Stock 500 09 Jun 2025 Held by the reporting person's son
holding CSWC Common Stock 400 09 Jun 2025 Held by the reporting person's daughter
holding CSWC Common Stock 650 09 Jun 2025 Held by reporting person's son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
F2 Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.