William R. Thomas - Aug 9, 2024 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
Director
Signature
/s/ William R. Thomas
Stock symbol
CSWC
Transactions as of
Aug 9, 2024
Transactions value $
$0
Form type
4
Date filed
8/13/2024, 04:11 PM
Previous filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Award $0 +2.09K +14.86% $0.00 16.2K Aug 9, 2024 Direct F1
holding CSWC Common Stock 6K Aug 9, 2024 Held by reporting person's son
holding CSWC Common Stock 6K Aug 9, 2024 Held by the reporting person's son
holding CSWC Common Stock 572K Aug 9, 2024 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
F2 Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.