William R. Thomas - Jun 3, 2024 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
Director
Signature
/s/ William R. Thomas
Stock symbol
CSWC
Transactions as of
Jun 3, 2024
Transactions value $
$243,139
Form type
4
Date filed
6/4/2024, 04:54 PM
Previous filing
May 8, 2024
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Gift $0 -8.22K -63.81% $0.00 4.66K Jun 3, 2024 Direct
transaction CSWC Common Stock Purchase $243K +9.4K +201.67% $25.87 14.1K Jun 3, 2024 Direct F1
holding CSWC Common Stock 6K Jun 3, 2024 Held by reporting person's son
holding CSWC Common Stock 6K Jun 3, 2024 Held by the reporting person's son
holding CSWC Common Stock 572K Jun 3, 2024 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.8462 to $25.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.