Joshua S. Weinstein - Nov 15, 2022 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Signature
Joshua S. Weinstein
Stock symbol
CSWC
Transactions as of
Nov 15, 2022
Transactions value $
-$70,404
Form type
4
Date filed
11/16/2022, 03:11 PM
Previous filing
Jun 10, 2022
Next filing
Jun 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Tax liability -$70.4K -3.69K -2.08% $19.09 174K Nov 15, 2022 Direct F1
holding CSWC Common Stock 400 Nov 15, 2022 Held by the reporting person's daughter
holding CSWC Common Stock 650 Nov 15, 2022 Held by reporting person's son
holding CSWC Common Stock 500 Nov 15, 2022 Held by the reporting person's son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.