Christine S. Battist - 03 Nov 2022 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
Director
Signature
/s/ Christine S. Battist
Issuer symbol
CSWC
Transactions as of
03 Nov 2022
Net transactions value
+$9,685
Form type
4
Filing time
03 Nov 2022, 17:23:43 UTC
Previous filing
12 Aug 2022
Next filing
11 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Purchase $9,685 +510 +21% $18.99 2,931 03 Nov 2022 By Trust F1, F2
holding CSWC Common Stock 8,248 03 Nov 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.965 to $19.01, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.