Christine Battist - Nov 3, 2022 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
Director
Signature
/s/ Christine S. Battist
Stock symbol
CSWC
Transactions as of
Nov 3, 2022
Transactions value $
$9,685
Form type
4
Date filed
11/3/2022, 05:23 PM
Previous filing
Aug 12, 2022
Next filing
Aug 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Purchase $9.68K +510 +21.07% $18.99 2.93K Nov 3, 2022 By Trust F1, F2
holding CSWC Common Stock 8.25K Nov 3, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.965 to $19.01, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.