Lawson E. Whiting - 12 Mar 2024 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Role
President & CEO, Director
Signature
Nancie Oliver Mauffray, Attorney in Fact for Lawson E. Whiting
Issuer symbol
BF-A
Transactions as of
12 Mar 2024
Net transactions value
-$140,511
Form type
4
Filing time
13 Mar 2024, 16:48:05 UTC
Previous filing
31 Jul 2023
Next filing
05 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFA, BFB Class B Common Options Exercise $555,442 +15,601 +61% $35.60 41,045 12 Mar 2024 Direct
transaction BFA, BFB Class B Common Tax liability $695,954 -12,617 -31% $55.16 28,428 12 Mar 2024 Direct F1
holding BFA, BFB Class B Common 1 12 Mar 2024 DRIP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA, BFB Stock Appreciation Right Options Exercise $0 -15,601 -100% $0.000000* 0 12 Mar 2024 Class B Common 15,601 $35.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The closing price of BF-B on March 11, 2024, was used to calculate the withholding obligation.
F2 Number of shares acquired through the issuer's dividend reinvestment plan as of March 12, 2024.